Deal Structure

Purchase Price Allocation (PPA)

The process of assigning the total acquisition price across specific asset classes — tangible assets, intangibles, and goodwill — which determines the tax treatment for both buyer and seller.

Key Insight

The same $1M purchase price allocated differently can save or cost each party tens of thousands in taxes. Allocation is a negotiation — with real money at stake.

The Asset Classes (IRS Form 8594)

The IRS requires both buyer and seller to report the same allocation on Form 8594 using seven classes:

ClassExamplesBuyer's preferenceSeller's preference
ICash and depositsNeutralNeutral
IIMarketable securitiesNeutralNeutral
IIIAccounts receivableHigher (ordinary deduction)Lower (ordinary income)
IVInventoryHigher (ordinary deduction)Lower
VEquipment and furnitureHigher (depreciates fast)Lower
VIIntangibles (non-compete, customer lists)Higher (15-yr amortization)Lower (ordinary income)
VIIGoodwillLower (15-yr amortization)Lower (capital gains)

Why Allocation Is a Negotiation

Buyers prefer higher allocation to equipment and tangible assets (fast depreciation, tax deductions sooner) and intangibles (15-year amortization). Lower to goodwill.

Sellers prefer more allocation to goodwill and capital-gain-eligible assets (lower tax rate). Less to non-compete payments and AR (taxed as ordinary income).

The parties must agree — they're legally required to report identical allocations. Disagreement is common and typically resolved as part of APA negotiations.

Non-Compete Clauses

A non-compete payment is allocated to Class VI (intangibles) and taxed as ordinary income to the seller. Sellers often prefer to minimize this; buyers may prefer a higher non-compete value for amortization purposes.

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